Dana C. Twight

TWIGHT FINANCIAL EDUCATION

Edmonds, WA

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CRD#: 1286794

Professional summary

Dana Carol Twight, CFP®, who also goes by Dana Carol Carey, Dana Carol Carey-twight, is a registered financial advisor currently at TWIGHT FINANCIAL EDUCATION, LLC located in Edmonds, Washington.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Dana has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dana Carol Carey | Dana Carol Carey-Twight

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OBA: Zeiders Enterprises, employee, not investment related. Address: 2750 Killarney Dr # 100, Woodbridge, VA 22192 Nature of OBA: DoD contractor providing government contracting services and human services solutions to support Military and Veteran communities. Personal Financial Counselor-employee Start Date 8/2014 part time. 1/2017 to present full time. Approx. hours per month OBA: 160 OBA hours during securities trading hours Concurrent 0800:1300 Mon-Fri I do not have an active trading clientele due to the nature of Twight Financial Education LLC's business. Duties: Offer Counseling for servicemembers about personal finance, including issues such as budget planning, credit management and debt reduction, as well as retirement and estate planning My Secure Advantage: Not investment related. 3001 Lava Ridge, Suite 250 Roseville, CA 95661 Nature of the business: They provide employee assistance (EAP) plans to companies, governments and educational organizations. My position is EAP Workshop/Webinar Presenter (Not an Employee) April 2012 estimated to present. Hours per month: 2020-2021 ZERO. Resuming in June 2022-2-4 hrs per month. During Securities Hours: Webinar/workshop times vary. (my business does not trade, buy, or sell securities ). I have no discretion and do not act as a custodian. Duties include presenting prepared material to a group in a cogent, informative manner. I answer questions along the way in a way which relates to the information provided and in an objective manner. No solicitation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Carol Twight's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

October 14, 2011 - Present

TWIGHT FINANCIAL EDUCATION, LLC

RIA

CRD#: 157396

Edmonds, WA

Past

March 12, 2003 - November 12, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SEATTLE, WA

Past

March 12, 2003 - November 12, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 9, 2002 - March 19, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SEATTLE, WA

Past

March 15, 2002 - March 19, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 13, 1991 - December 15, 2000

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SEATTLE, WA

Past

August 5, 1988 - August 24, 1990

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 22, 1984 - April 6, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/29/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

Current Firm

TWIGHT FINANCIAL EDUCATION, LLC

DANA C TWIGHT (FOR ZEIDERS ENTERPRISES AS FINANCIAL COUNSELOR) | TWIGHT, DANA CAROL | TWIGHT FINANCIAL EDUCATION, LLC

CRD#: 157396 / SEC#:

Washington

Registered Investment Advisory firm - (8/10/2011 Approved)

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Contact information

Main Address

Edmonds, WA

Mailing Address

Phone number

(206) 355-8093

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dana C. Twight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Carol Twight's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWIGHT FINANCIAL EDUCATION, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KMS FINANCIAL SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2002

Series 63

Date: 8/29/1984

Series 7

Date: 8/18/1984

Current Firm

TWIGHT FINANCIAL EDUCATION, LLC

Contact information

Documents

Red Flags

Company Information

TWIGHT FINANCIAL EDUCATION, LLC

TRUST BUT VERIFY

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