JZ
Jeffrey P. Zage
FINANCIAL NORTHEASTERN SECURITIES
Fairfield, NJ 07004
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CRD#: 1286688
JZ
Professional summary
Jeffrey P Zage, who also goes by Jeffrey Zage, is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 1 firm and has passed the Series 63, Series 99TO, Series 72, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeffrey Zage
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey P Zage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 1988 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 100 Passaic Avenue, Fairfield, NJ 07004Office #3: 485 Metro Place South Suite 465, Dublin, OH 43017RIA
BD
CRD#: 17007
Fairfield, NJ
Past
August 6, 2002 - August 11, 2011
FINANCIAL NORTHEASTERN SECURITIES, INC.
RIA
CRD#: 17007
FAIRFIELD, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/22/2004)
RR
Alaska(3/22/2004)
RR
Arizona(3/22/2004)
RR
Arkansas(3/22/2004)
RR
California(1/16/1989)
RR
Colorado(7/29/1996)
RR
Connecticut(7/26/1996)
RR
Delaware(3/22/2004)
RR
District of Columbia(3/22/2004)
RR
Florida(1/17/1989)
RR
Georgia(3/22/2004)
RR
Hawaii(5/21/1990)
RR
Idaho(3/22/2004)
RR
Illinois(7/30/1996)
RR
Indiana(3/22/2004)
RR
Iowa(3/22/2004)
RR
Kansas(3/22/2004)
RR
Kentucky(3/22/2004)
RR
Louisiana(1/17/1989)
RR
Maine(3/22/2004)
RR
Maryland(3/22/2004)
RR
Massachusetts(1/27/1992)
RR
Michigan(1/18/1989)
RR
Minnesota(3/22/2004)
RR
Mississippi(3/22/2004)
RR
Missouri(8/17/2000)
RR
Montana(3/22/2004)
RR
Nebraska(3/22/2004)
RR
Nevada(3/22/2004)
RR
New Hampshire(3/22/2004)
RR
New Jersey(10/31/1988)
RR
New Mexico(3/22/2004)
RR
New York(1/16/1989)
RR
North Carolina(3/22/2004)
RR
North Dakota(3/22/2004)
RR
Ohio(2/13/1990)
RR
Oklahoma(7/30/1996)
RR
Oregon(3/22/2004)
RR
Pennsylvania(1/16/1989)
RR
Puerto Rico(3/24/2021)
RR
Rhode Island(3/22/2004)
RR
South Carolina(3/22/2004)
RR
South Dakota(3/22/2004)
RR
Tennessee(3/22/2004)
RR
Texas(7/26/1996)
RR
Utah(3/22/2004)
RR
Vermont(3/22/2004)
RR
Virginia(3/22/2004)
RR
Washington(3/22/2004)
RR
West Virginia(3/22/2004)
RR
Wisconsin(8/18/2000)
RR
Wyoming(3/22/2004)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FN
FINANCIAL NORTHEASTERN SECURITIES, INC.
FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION
CRD#: 17007 / SEC#: , 8-34883
California
Registered Investment Advisory firm - SEC (8/11/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (2/28/2002 Approved)New Jersey
Registered Investment Advisory firm - SEC (6/23/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004
Mailing Address
100 Passaic Avenue 100, Fairfield, NJ 07004
Phone number
(973) 882-9337
Established
New Jersey since 02/14/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
42
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
