John C. Qualy
Professional summary
John Charles Qualy is a registered financial professional currently at FELTL & COMPANY located in Plymouth, Minnesota.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Charles Qualy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2007 - Present
FELTL & COMPANY
Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447August 31, 2000 - May 30, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 28, 2000 - May 30, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 22, 1997 - September 19, 2000
JOHN G. KINNARD AND COMPANY, INCORPORATED
October 16, 1989 - May 21, 1997
DAIN RAUSCHER INCORPORATED
July 17, 1986 - October 4, 1989
MJK CLEARING, INC.
August 1, 1984 - July 30, 1986
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 27, 1984 - August 5, 1986
KFS BD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2019)
(7/28/2010)
(4/8/2024)
(1/28/2019)
(5/25/2007)
(5/25/2007)
(3/29/2019)
(12/3/2024)
(1/28/2019)
(6/25/2009)
(5/25/2007)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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