Christian K. Johnson
Professional summary
Christian Kent Johnson, CFP®, who also goes by Christian K Johnson Jr, Christian Kent Johnson Jr, Christian Kent Jr Johnson, is a registered financial advisor currently at CAPITAL INVESTMENT COUNSEL, LLC located in Denver, Colorado.
Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Christian has worked at 5 firms and has passed the Series 65, Series 63, Series 2 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christian Kent Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2023 - Present
CAPITAL INVESTMENT COUNSEL, LLC
Office #1: 600 N Grant Street Ste. 450, Denver, CO 80203January 23, 2015 - August 31, 2023
UNITED CAPITAL FINANCIAL ADVISORS
January 1, 1999 - January 23, 2015
CAPITAL INVESTMENT COUNSEL, INC
January 19, 1989 - May 16, 1990
LEHMAN BROTHERS INC.
August 22, 1984 - January 20, 1989
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CAPITAL INVESTMENT COUNSEL, LLC
CRD#: 328472 / SEC#: 801-128941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/6/2023)
(11/6/2023)
Exams
Series 2
Date: 11/15/1991
Non-Member General Securities ExaminationCurrent Firm
CAPITAL INVESTMENT COUNSEL, LLC
CRD#: 328472 / SEC#: 801-128941
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,156 |
| AUM (Assets Under Management) | $ 1,178,877,453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
