Paul T. Gabriel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Thomas Gabriel was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2015 - September 28, 2018
MANAGED ASSET PORTFOLIOS, LLC
September 1, 2015 - September 28, 2018
ALT FUND DISTRIBUTORS LLC
May 20, 2014 - July 9, 2015
CENTENNIAL SECURITIES COMPANY, INC.
May 13, 2014 - July 9, 2015
CENTENNIAL SECURITIES COMPANY, INC.
December 8, 2009 - April 23, 2014
ROYAL ADVISORS, LLC
September 11, 2009 - April 23, 2014
ROYAL SECURITIES COMPANY
January 31, 2006 - September 15, 2009
OPPENHEIMER & CO. INC.
October 2, 2002 - September 15, 2009
OPPENHEIMER & CO. INC.
July 29, 1997 - September 23, 2002
ROBERT W. BAIRD & CO. INCORPORATED
February 6, 1989 - July 7, 1997
AMERIPRISE ADVISOR SERVICES, INC.
October 23, 1987 - September 30, 1988
THOMSON MCKINNON SECURITIES INC.
August 23, 1984 - October 29, 1987
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MANAGED ASSET PORTFOLIOS, LLC
CRD#: 109574 / SEC#: 801-58125
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/16/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MANAGED ASSET PORTFOLIOS, LLC
CRD#: 109574 / SEC#: 801-58125
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,928 |
| AUM (Assets Under Management) | $ 1,058,507,064 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
