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JV

James R. Voight

GREAT PACIFIC SECURITIES
Costa Mesa, CA 92626
Some features on this profile are disabled
CRD#: 1286446
JV

Professional summary

James Robert Voight is a registered financial professional currently at GREAT PACIFIC SECURITIES located in Costa Mesa, California.

James is registered as a RR (Registered Representative) and started their career in finance in 1984. James has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Robert Voight's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 1998 - Present

GREAT PACIFIC SECURITIES

Office #1: 151 Kalmus Drive, Building H8, Costa Mesa, CA 92626
BD
CRD#: 29251
Costa Mesa, CA
Past

February 3, 1997 - January 16, 1998

O'CONNOR SECURITIES

BD
CRD#: 17634
NEWPORT BEACH, CA
Past

May 15, 1995 - January 2, 1997

MISCHLER FINANCIAL GROUP, INC.

BD
CRD#: 37818
IRVINE, CA
Past

April 28, 1995 - May 12, 1995

GILFORD SECURITIES INCORPORATED

BD
CRD#: 8076
NEW YORK, NY
Past

July 24, 1987 - May 15, 1995

LIBERTY CAPITAL MARKETS, INC.

BD
CRD#: 16534
Past

April 2, 1987 - June 18, 1987

TMA GOVERNMENT SECURITIES, LTD.

BD
CRD#: 15196
Past

January 31, 1986 - April 9, 1987

FIRST INVESTMENT SECURITIES, INC.

BD
CRD#: 13459
Past

May 9, 1985 - January 30, 1986

BRITTENUM & ASSOCIATES, INC.

BD
CRD#: 7179
Past

December 28, 1984 - April 16, 1985

COLLINS SECURITIES CORPORATION

BD
CRD#: 14203
Past

August 6, 1984 - December 17, 1984

UNITED CAPITAL CORPORATION

BD
CRD#: 8268

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/14/1998)
RR
Washington
(11/10/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/14/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 4/21/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/1/1992
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/24/1988
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/8/1985
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm

GP
GREAT PACIFIC SECURITIES
GREAT PACIFIC FIXED INCOME SECURITIES, INC. | GREAT PACIFIC SECURITIES

CRD#: 29251 / SEC#: , 8-44398

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
151 Kalmus Drive, Building H8, Costa Mesa, CA 92626
Mailing Address
151 Kalmus Drive, Building H8, Costa Mesa, CA 92626
Phone number
(714) 619-3000
Established
California since 09/01/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VINCK, CHRISTOPHER VINCENTPRINCIPAL OPERATING OFFICER2447335
VINCK, CHRISTOPHER VINCENTTRADING2447335
VINCK, CHRISTOPHER VINCENTCEO2447335
VINCK, CHRISTOPHER VINCENTCCO2447335
MORRISSEY, TERENCE LANDRYPRINCIPAL FINANCIAL OFFICER, FINOP, AND CFO5964634

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT PACIFIC SECURITIES

CRD#: 29251Costa Mesa, CA 92626

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