John B. Kearns

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CRD#: 1286358

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Bernard Kearns, who also goes by Jack Kearns, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1984. John had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jack Kearns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 30, 2017 - December 31, 2017

FAMILYWEALTH

RIA

CRD#: 289193

WESTMINSTER, CO

Past

April 30, 2008 - July 17, 2009

EVOLVE SECURITIES, INC.

CRD#: 127474

SCOTTSBLUFF, NE

Past

January 25, 2007 - November 17, 2017

JOLLIFFE CAPITAL, INC.

RIA

CRD#: 140725

WESTMINSTER, CO

Past

June 16, 2006 - January 1, 2007

JOLLIFFE CAPITAL, INC.

RIA

CRD#: 140725

SCOTTSBLUFF, NE

Past

May 24, 2004 - June 6, 2006

FALCO FINANCIAL SERVICES, INC.

RIA

CRD#: 112538

SCOTTSBLUFF, NE

Past

April 28, 2004 - April 30, 2008

AFS BROKERAGE, INC.

CRD#: 25924

SCOTTSBLUFF, NE

Past

February 24, 1999 - April 28, 2004

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SCOTTSBLUFF, NE

Past

December 10, 1992 - April 28, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

February 28, 1990 - January 5, 1993

FIRST LINCOLN INVESTMENTS, INC.

CRD#: 7076

LINCOLN, NE

Past

July 23, 1984 - December 31, 1989

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILYWEALTH

CRD#: 289193 / SEC#: 801-111050

RIA

Registered Investment Advisory firm - (8/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/20/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FAMILYWEALTH

CRD#: 289193 / SEC#: 801-111050

RIA

Registered Investment Advisory firm - (8/28/2017 Approved)

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Contact information

Main Address

255 Primera Blvd Suite 160, Lake Mary, FL 32746

Mailing Address

Phone number

(866) 746-3743

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAMILYWEALTH ADVISERS, LLC ADV 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	619
AUM (Assets Under Management)	$ 346,344,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John B. Kearns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EVOLVE SECURITIES, INC.

JOLLIFFE CAPITAL, INC.

JOLLIFFE CAPITAL, INC.

FALCO FINANCIAL SERVICES, INC.

AFS BROKERAGE, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

FIRST LINCOLN INVESTMENTS, INC.

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

FAMILYWEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/1998

Series 63

Date: 11/4/1985

Series 6

Date: 7/20/1984

Current Firm

FAMILYWEALTH

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILYWEALTH

TRUST BUT VERIFY

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