Robert E. Burns

BURNS FINANCIAL ADVISORS

Independence, OH 44131

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CRD#: 1286211

Professional summary

Robert Emmett Burns MR., who also goes by Robert Emmett Burns Jr, Robert Emmett Burns, Robert Emmett Jr Burns, is a registered financial advisor currently at BURNS FINANCIAL ADVISORS, INC. located in Independence, Ohio and AUSDAL FINANCIAL PARTNERS, INC. located in Independence, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Emmett Burns Jr | Robert Emmett Burns | Robert Emmett Jr Burns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BURNS FINANCIAL ADVISORS, INC. OWNER; RIA & MONEY MANAGEMENT HELD AWAY; 1988 TO PRESENT; PRESIDENT; 5-10 HOURS/MONTH; ESTABLISH MONEY MGMT GOALS & MONITOR INVESTMENTS. TYPICALLY AFTER TRADING HOURS. THIS IS AN INVESTMENT RELATED ACTIVITY. COMMISSION BASED INCOME. 2. TAX PREPARATION, SINCE 1/1987 - FEBRUARY THRU APRIL - 30 HOURS PER WEEK FOR 8-9 WEEKS, TYPICALLY BEGIN IN EARLY AFTERNOON TO LATE INTO THE NIGHT BRECKSVILLE, OH 44141. NOT AN INVESTMENT RELATED ACTIVITY. SALARIED POSITION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Emmett Burns MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2018 - Present

BURNS FINANCIAL ADVISORS, INC.

Office #1: 5005 Rockside Road Suite 600, Independence, OH 44131

RIA

CRD#: 111826

Independence, OH

Current

May 16, 2011 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 5005 Rockside Road, Suite 600, Independence, OH 44131

RIA

CRD#: 7995

Independence, OH

Past

June 3, 2005 - September 6, 2011

BURNS FINANCIAL CENTRE, INC.

CRD#: 133545

BRECKSVILLE, OH

Past

July 24, 2000 - June 9, 2005

L.M. KOHN & COMPANY

CRD#: 27913

CINCINNATI, OH

Past

February 10, 2000 - December 31, 2017

BURNS FINANCIAL ADVISORS, INC.

RIA

CRD#: 111826

BRECKSVILLE, OH

Past

October 6, 1999 - July 24, 2000

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

June 16, 1997 - October 5, 1999

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

June 25, 1996 - July 2, 1996

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

January 18, 1994 - July 29, 1997

CHASE GLOBAL SECURITIES, INC

CRD#: 31994

CLEVELAND, OH

Past

July 6, 1992 - January 18, 1994

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

October 30, 1989 - July 6, 1992

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

April 29, 1989 - October 28, 1992

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 29, 1989 - October 28, 1992

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 6, 1989 - October 9, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 17, 1985 - March 11, 1989

UR FINANCIAL, INC.

CRD#: 10509

Past

August 24, 1984 - September 27, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/5/2024)

Florida
(5/17/2011)

Ohio
(7/7/2011)

IAR

Ohio
(6/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/12/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BURNS FINANCIAL ADVISORS, INC.

CRD#: 111826 / SEC#: 801-57235

RIA

Registered Investment Advisory firm - (3/23/2011 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2017 Failure to Renew)

Ohio

Registered Investment Advisory firm - (1/8/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5005 Rockside Road Suite 600, Independence, OH 44131

Mailing Address

Phone number

+1 (216) 573-3737

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 9,009,711

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert E. Burns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Emmett Burns MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

BURNS FINANCIAL CENTRE, INC.

L.M. KOHN & COMPANY

BURNS FINANCIAL ADVISORS, INC.

VALMARK SECURITIES, INC.

SECURITIES SERVICE NETWORK, LLC

BOLTON GLOBAL CAPITAL

CHASE GLOBAL SECURITIES, INC

COMMONWEALTH FINANCIAL NETWORK

KAVANAUGH SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

UR FINANCIAL, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/1999

Series 63

Date: 11/12/1985

SIE

Date: 10/1/2018

Series 7

Date: 6/17/1989

Series 22

Date: 12/12/1985

Series 6

Date: 8/1/1984

Series 24

Date: 3/3/1999

FINRA

Current Firm

BURNS FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BURNS FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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