Earl W. Young

Some features on this profile are disabled

CRD#: 1286095

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Earl Woodford Young II, who also goes by Earl Woodford Young, Woody Young, was a registered financial professional .

Earl is a previously registered financial professional and started their career in finance in 1984. Earl had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Earl Woodford Young | Woody Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 1994 - December 31, 2004

BTS ASSET MANAGEMENT, INC.

RIA

CRD#: 105215

DALLAS, TX

Past

April 7, 1992 - December 31, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DALLAS, TX

Past

February 4, 1992 - October 6, 2021

QUEST CAPITAL MANAGEMENT, INC.

RIA

CRD#: 114690

DALLAS, TX

Past

March 17, 1989 - May 5, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

January 4, 1988 - March 17, 1989

PENNINGTON/BASS EQUITIES, INC.

CRD#: 13765

Past

January 23, 1986 - December 31, 1987

SECURITIES NETWORK, INC.

CRD#: 8671

Past

July 26, 1984 - November 29, 1985

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/29/1986

General Securities Principal Examination

Current Firm

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

55 Old Bedford Road Suite 203, Lincoln, MA 01773

Mailing Address

Phone number

(781) 863-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BTS ADV PART 2A & 2B (11/25/2025)

Regulatory assets under management

Total Number of Accounts	590
AUM (Assets Under Management)	$ 188,801,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Earl W. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

QUEST CAPITAL MANAGEMENT, INC.

DERAND/PENNINGTON/BASS, INC.

PENNINGTON/BASS EQUITIES, INC.

SECURITIES NETWORK, INC.

FIRST AFFILIATED SECURITIES, INC.

Primary Firm SEC Registration

BTS ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1999

Series 63

Date: 8/1/1984

Series 7

Date: 7/21/1984

Series 24

Date: 4/29/1986

Current Firm

BTS ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BTS ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors