Salvatore V. Riso
Professional summary
Salvatore Vincent Riso JR, who also goes by Salvatore VIncent Riso, Tore Riso, Torey Riso, is a registered financial professional currently at HURON TRANSACTION ADVISORY LLC located in New York, New York.
Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1984. Salvatore has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Vincent Riso JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2024 - Present
HURON TRANSACTION ADVISORY LLC
Office #1: 1166 Avenue Of The Americas 3rd Floor, New York, NY 10036September 17, 2021 - July 5, 2022
HURON TRANSACTION ADVISORY LLC
June 21, 1985 - January 7, 1986
TRIAD AMERICAN SECURITIES INC.
September 18, 1984 - January 1, 1986
INVESTACORP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2024)
(1/2/2025)
Exams
Series 7TO
Date: 12/6/2021
General Securities Representative ExaminationSeries 79TO
Date: 9/17/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HURON TRANSACTION ADVISORY LLC
CRD#: 166959 / SEC#: , 8-69237
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
