Jeffrey W. Butterfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Warren Butterfield was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2013 - November 2, 2021
BORTHWICK ASSOCIATES, INC.
March 11, 1997 - July 20, 2001
GOLDMAN SACHS & CO. LLC
November 1, 1996 - January 10, 1997
EATON VANCE DISTRIBUTORS, INC.
June 14, 1991 - November 1, 1996
EATON VANCE DISTRIBUTORS, INC.
July 26, 1984 - June 21, 1991
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BORTHWICK ASSOCIATES, INC.
CRD#: 10416 / SEC#: 801-16872, 8-27294
Contact information
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 68,104,073 |
Red Flags
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