Kenneth M. Holeski

NEWPORT INVESTMENT ADVISORS

Beachwood, OH 44122

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CRD#: 1286071

Professional summary

Kenneth Michael Holeski is a registered financial advisor currently at NEWPORT INVESTMENT ADVISORS INC located in Beachwood, Ohio.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Kenneth has worked at 6 firms and has passed the Series 63, SIE, Series 2 and Series 7 exams.

Question & Answer

How do you get paid?

Percentage of AUM

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Michael Holeski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2016 - Present

NEWPORT INVESTMENT ADVISORS INC

Office #1: 23775 Commerce Park Suite 3, Beachwood, OH 44122

RIA

CRD#: 113175

Beachwood, OH

Past

September 12, 2014 - October 8, 2015

STONEX SECURITIES INC.

CRD#: 18456

BEACHWOOD, OH

Past

June 24, 1991 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

BEACHWOOD, OH

Past

March 21, 1988 - June 26, 1991

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

December 18, 1986 - March 25, 1988

INDEPENDENCE CAPITAL CORPORATION

CRD#: 14136

Past

July 26, 1984 - January 7, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWPORT INVESTMENT ADVISORS INC

CRD#: 113175 / SEC#: 801-130254

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/10/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/2/2016)

IAR

Wisconsin
(11/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/9/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 2

Date: 4/19/1994

Non-Member General Securities Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Current Firm

NEWPORT INVESTMENT ADVISORS INC

CRD#: 113175 / SEC#: 801-130254

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/10/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/1/2025 Terminated)

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Contact information

Main Address

23775 Commerce Park Suite 3, Beachwood, OH 44122

Mailing Address

Phone number

(216) 514-5151

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 03-31-2025 (4/2/2025)

ADV PART 2B 03-31-2025 (4/2/2025)

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 158,888,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kenneth M. Holeski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Michael Holeski's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

WALNUT STREET SECURITIES, INC.

INDEPENDENCE CAPITAL CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

NEWPORT INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1989

SIE

Date: 10/8/2015

Series 2

Date: 4/19/1994

Series 7

Date: 7/21/1984

Current Firm

NEWPORT INVESTMENT ADVISORS INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWPORT INVESTMENT ADVISORS INC

TRUST BUT VERIFY

Contact information

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