John A. Schmitz
Professional summary
John Andrew Schmitz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, John had worked at 2 firms, which includes ROBERT TODD FINANCIAL CORP., GLOBAL CAPITAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1988 - November 12, 1991
ROBERT TODD FINANCIAL CORP.
August 6, 1984 - January 6, 1987
GLOBAL CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROBERT TODD FINANCIAL CORP.
CRD#: 7423 / SEC#: , 8-21716
Contact information
Documents
Red Flags
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