Robert E. Weems
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Weems, who also goes by Willie Weems, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2015 - December 4, 2018
WEALTHTRUST ASSET MANAGEMENT, LLC
May 2, 2000 - February 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
September 26, 1990 - February 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
September 30, 1987 - December 31, 1988
AVANTAX INVESTMENT SERVICES, INC.
October 25, 1984 - September 9, 1986
GKB, INC.
Primary Firm SEC Registration
WEALTHTRUST ASSET MANAGEMENT, LLC
CRD#: 174901 / SEC#: 801-80938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHTRUST ASSET MANAGEMENT, LLC
CRD#: 174901 / SEC#: 801-80938
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 565 |
| AUM (Assets Under Management) | $ 182,970,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
