Elio R. Dicosmo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elio R Dicosmo, who also goes by Elio Rosario Dicosmo, Elio Rosarrio Dicosmo, Elio Rossario Dicosmo, Elio Dicosmo, was a registered financial professional .
Elio is a previously registered financial professional and started their career in finance in 1986. Elio had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2014 - December 16, 2014
WORLD INVESTMENTS, LLC
April 14, 2009 - August 7, 2012
ALLSTATE FINANCIAL SERVICES, LLC
August 25, 2003 - January 16, 2009
PRUCO SECURITIES, LLC.
August 7, 2001 - July 23, 2003
MORGAN STANLEY DW INC.
March 24, 1999 - July 6, 2001
PRUDENTIAL EQUITY GROUP, LLC
February 12, 1998 - March 30, 1999
PRUCO SECURITIES, LLC.
October 16, 1996 - August 1, 1997
WS GRIFFITH SECURITIES, INC.
January 18, 1995 - September 13, 1996
1717 CAPITAL MANAGEMENT COMPANY
June 28, 1993 - January 4, 1995
PRUCO SECURITIES, LLC.
December 19, 1986 - June 11, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 19, 1986 - June 11, 1993
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
