Robert F. Valik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Frank Valik was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2018 - January 8, 2021
CHELSEA FINANCIAL SERVICES
September 15, 2017 - December 31, 2017
ST. BERNARD FINANCIAL SERVICES, INC.
May 1, 2017 - December 31, 2017
ST. BERNARD FINANCIAL SERVICES, INC.
January 30, 2015 - February 4, 2016
STONEX ADVISORS INC.
September 12, 2014 - February 4, 2016
STONEX SECURITIES INC.
December 6, 2010 - January 30, 2015
WRP INVESTMENTS, INC.
June 1, 2006 - September 12, 2014
WRP INVESTMENTS, INC.
May 5, 2005 - May 24, 2006
THE INVESTMENT CENTER, INC.
June 24, 2002 - November 15, 2004
NEW ENGLAND SECURITIES
March 6, 1998 - November 15, 2004
NEW ENGLAND SECURITIES
April 30, 1992 - January 12, 1998
POLARIS FINANCIAL SERVICES, INC.
February 23, 1988 - May 6, 1992
GERALD S. BERGER, INC.
August 16, 1984 - November 4, 1986
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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