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DS

Donald A. Steinbrugge

AGECROFT PARTNERS
RICHMOND, VA
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CRD#: 1285324
DS

Professional summary


Donald Allen Steinbrugge is a registered financial professional currently at AGECROFT PARTNERS, LLC located in Richmond, Virginia.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1984. Donald has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Donald Allen Steinbrugge's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 22, 2006 - Present

AGECROFT PARTNERS, LLC

Office #2: 103 Canterbury Road, Richmond, VA 23221-3211
BD
CRD#: 139227
RICHMOND, VA
Past

July 18, 1984 - May 9, 1990

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/8/2014)
RR
Florida
(1/16/2015)
RR
Maryland
(8/23/2019)
RR
New York
(10/30/2007)
RR
Pennsylvania
(7/19/2013)
RR
Virginia
(6/1/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 2/23/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 2/22/2006
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AP
AGECROFT PARTNERS, LLC
AGECROFT PARTNERS, LLC

CRD#: 139227 / SEC#: , 8-67198

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
103 Canterbury Road, Richmond, VA 23221-3211
Mailing Address
103 Canterbury Road, Richmond, VA 23221-3211
Phone number
(804) 355-2082
Established
Virginia since 11/02/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
STEINBRUGGE, DONALD ALLENMANAGING MEMBER, CCO
STEINBRUGGE, PIA SEXTENPASSIVE MEMBER
RIP, OLGAFINOP, CFO, PFO, POO5440553

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AGECROFT PARTNERS, LLC

CRD#: 139227Richmond, VA

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