Robert H. Taggart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Harold Taggart JR, who also goes by Bob Taggart, Bobby Taggart, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2010 - July 23, 2010
ATLANTIC COAST SECURITIES CORPORATION
July 21, 2006 - July 20, 2007
GVC CAPITAL LLC
February 15, 2002 - December 31, 2009
MCKIM CAPITAL, INC.
February 9, 2001 - August 26, 2002
G.T. JEFFERS & COMPANY, LLC
June 8, 1994 - April 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
March 11, 1988 - June 1, 1994
F.N. WOLF & CO., INC.
March 19, 1987 - March 15, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.
February 2, 1987 - February 10, 1987
SHERWOOD CAPITAL, INC.
July 26, 1984 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLANTIC COAST SECURITIES CORPORATION
CRD#: 20826 / SEC#: , 8-38522
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
