PV
Peter R. Vick
MONERE WEALTH MANAGEMENT
Schaumburg, IL 60173
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CRD#: 1285238
PV
Professional summary
Peter Ross Vick, who also goes by Peter R VIck, is a registered financial advisor currently at MONERE WEALTH MANAGEMENT, INC. located in Schaumburg, Illinois and MONERE INVESTMENTS, INC. located in Schaumburg, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Peter has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 8, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter R Vick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Ross Vick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2015 - Present
MONERE WEALTH MANAGEMENT, INC.
Office #1: 20 N. Martingale Road Suite 450, Schaumburg, IL 60173RIA
CRD#: 173076
Schaumburg, IL
Current
April 16, 2015 - Present
MONERE INVESTMENTS, INC.
Office #1: 20 N. Martingale Road Suite 450, Schaumburg, IL 60173BD
CRD#: 105487
Schaumburg, IL
Past
May 1, 2007 - April 30, 2015
SANCTUARY SECURITIES, INC.
RIA
CRD#: 205
CHICAGO, IL
Past
April 17, 1997 - April 30, 2015
SANCTUARY SECURITIES, INC.
BD
CRD#: 205
MIAMI, FL
Past
November 29, 1985 - May 1, 1997
M B VICK & COMPANY
BD
CRD#: 6985
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MONERE WEALTH MANAGEMENT, INC.
MONERE INVESTMENTS, INC. | MONERE WEALTH MANAGEMENT, INC.
CRD#: 173076 / SEC#: 801-117039
RIA
Registered Investment Advisory firm - (7/26/2019 Approved)Florida
Registered Investment Advisory firm - (7/29/2019 Terminated)Illinois
Registered Investment Advisory firm - (7/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/12/2015)
RR
California(5/12/2015)
IAR
California(1/21/2025)
RR
Colorado(5/12/2015)
RR
District of Columbia(5/12/2015)
RR
Florida(5/12/2015)
RR
Georgia(5/12/2015)
RR
Illinois(4/17/2015)
IAR
Illinois(5/12/2015)
RR
Iowa(5/12/2015)
RR
Maryland(5/13/2015)
RR
Massachusetts(5/12/2015)
IAR
Michigan(1/24/2025)
RR
Minnesota(5/12/2015)
RR
Missouri(5/12/2015)
RR
Nebraska(5/12/2015)
RR
New York(5/12/2015)
RR
North Carolina(5/12/2015)
RR
Oregon(4/29/2015)
RR
Pennsylvania(5/12/2015)
RR
Tennessee(7/11/2023)
RR
Texas(5/26/2015)
RR
Virgin Islands(8/20/2024)
RR
Virginia(5/12/2015)
RR
Washington(5/12/2015)
RR
Wisconsin(5/12/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/30/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MONERE WEALTH MANAGEMENT, INC.
MONERE INVESTMENTS, INC. | MONERE WEALTH MANAGEMENT, INC.
CRD#: 173076 / SEC#: 801-117039
RIA
Registered Investment Advisory firm - (7/26/2019 Approved)Florida
Registered Investment Advisory firm - (7/29/2019 Terminated)Illinois
Registered Investment Advisory firm - (7/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 N. Martingale Road Suite 450, Schaumburg, IL 60173
Mailing Address
Phone number
(312) 585-3850
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 270,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONERE WEALTH MANAGEMENT, INC.
CRD#: 173076Schaumburg, IL 60173TRUST BUT VERIFY
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