Michael E. Dunne

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CRD#: 1285216

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Edward Dunne, who also goes by Mike Dunne, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Dunne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 1, 1999 - March 15, 2013

ALPINE WEALTH ADVISORS, LLC

RIA

CRD#: 105433

DENVER, CO

Past

November 19, 1989 - September 4, 1990

OSAIC WEALTH, INC.

CRD#: 23131

Past

December 24, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 26, 1984 - January 11, 1988

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPINE WEALTH ADVISORS, LLC

ALPINE WEALTH ADVISORS, LLC | WILLIAM E, SWEET & ASSOCIATES | SWEET WILLIAM ELLERY III

CRD#: 105433 / SEC#: 801-130531

RIA

Registered Investment Advisory firm - (8/7/2024 Approved)

Colorado

Registered Investment Advisory firm - (8/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2019 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/30/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Current Firm

ALPINE WEALTH ADVISORS, LLC

ALPINE WEALTH ADVISORS, LLC | WILLIAM E, SWEET & ASSOCIATES | SWEET WILLIAM ELLERY III

CRD#: 105433 / SEC#: 801-130531

RIA

Registered Investment Advisory firm - (8/7/2024 Approved)

Colorado

Registered Investment Advisory firm - (8/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2019 Failure to Renew)

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Contact information

Main Address

260 North Josephine Street Suite 600, Denver, CO 80220

Mailing Address

Phone number

(720) 318-6634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	420
AUM (Assets Under Management)	$ 105,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael E. Dunne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALPINE WEALTH ADVISORS, LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

ALPINE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/1984

Series 7

Date: 7/21/1984

Current Firm

ALPINE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPINE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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