Charles R. Roberts
Professional summary
Charles Ray Roberts JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Charles had worked at 3 firms, which includes BETTERVIEW WEALTH ADVISORS LLC, MORGAN KEEGAN & COMPANY LLC, FIRST JERSEY SECURITIES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - September 27, 2017
BETTERVIEW WEALTH ADVISORS, LLC
October 29, 1986 - June 14, 2000
MORGAN KEEGAN & COMPANY, LLC
July 26, 1984 - November 12, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BETTERVIEW WEALTH ADVISORS, LLC
CRD#: 285697 / SEC#:
Contact information
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