Jeffrey S. Szur
Professional summary
Jeffrey Stephen Szur was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Jeffrey had worked at 4 firms, which includes FIRST NATIONAL EQUITY CORP., SIMON SECURITIES INC., J. PEARCE SECURITIES INC., EASTERN STATES SECURITIES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1994 - March 2, 1998
FIRST NATIONAL EQUITY, CORP.
January 30, 1994 - September 17, 1994
SIMON SECURITIES, INC.
June 22, 1992 - January 28, 1994
J. PEARCE SECURITIES, INC.
July 26, 1984 - June 18, 1992
EASTERN STATES SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 8/15/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FIRST NATIONAL EQUITY, CORP.
CRD#: 36094 / SEC#: , 8-47059
Contact information
Documents
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