Joseph F. Hoover

ALLEGHENY INVESTMENTS, LTD.

Pittsburgh, PA 15237

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CRD#: 1284886

Professional summary

Joseph Frederick Hoover is a registered financial advisor currently at ALLEGHENY INVESTMENTS, LTD. located in Pittsburgh, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Joseph has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOOVER PROPERTIES, PARTNER, INVESTMENT-RELATED, STARTED 1996, 4 HR/MO, 1 HR/MO/TRADING, NO ANNUAL COMP ST. PHILLIPS PARISH FINANCE COUNCIL, ADVISOR, NON-INVESTMENT RELATED, 0 HR/MO, 0 HR/MO/TRADING, NO ANNUAL COMP WHITES MILLS DEVELOPMENT LLC, MEMBER, INVESTMENT RELATED, STARTED 2005, 1 HR/MO, 0 HR/MO/TRADING, NO ANNUAL COMP DHP REALTY LLC, MEMBER, INVESTMENT RELATED, STARTED 2005, 1 HR/MO. 0 HR/MO/TRADING, NO ANNUAL COMP PARTNERS IN PROGRESS HAITI, PRESIDENT OF THE BOARD, CHARITABLE ORGANIZATION, NON-INVESTMENT RELATED, STARTED 2012, 1 HR/MO, 0 HR/MO/TRADING, NO ANNUAL COMP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frederick Hoover's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2008 - Present

ALLEGHENY INVESTMENTS, LTD.

Office #1: Stone Quarry Crossing 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237

RIA

CRD#: 7597

Pittsburgh, PA

Past

April 21, 1988 - December 31, 2024

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

Coraopolis, PA

Past

August 30, 1985 - April 27, 1988

FINANCIAL INVESTMENT ANALYSTS, INC.

CRD#: 16010

PITTSBURGH, PA

Past

August 8, 1984 - September 10, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY INVESTMENTS | ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597 / SEC#: 801-57662, 8-22183

RIA

Registered Investment Advisory firm - SEC (6/2/2000 Approved)

Terminated by SEC on 03/15/2025

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/7/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/24/1987

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/18/1986

General Securities Principal Examination

Current Firm

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY INVESTMENTS | ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597 / SEC#: 801-57662, 8-22183

RIA

Registered Investment Advisory firm - SEC (6/2/2000 Approved)

Terminated by SEC on 03/15/2025

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Contact information

Main Address

Stone Quarry Crossing 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237

Mailing Address

Phone number

(412) 367-3880

Established

Pennsylvania since 09/01/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 AI WRAP PROGRAM BROCHURE (4/1/2025)

2025 AI ADV PART 2 (4/1/2025)

Direct owners and executive officers

Name	Position	CRD#
HAWBAKER, STEPHEN TURNER	CCO	4752583

Regulatory assets under management

Total Number of Accounts	2,990
AUM (Assets Under Management)	$ 633,814,776

Disclosures

Regulatory Event	3
Arbitration	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/10/2025	Cover Page	Report
10/22/2024	Cover Page	Report
08/11/2023	Cover Page	Report
10/08/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Joseph F. Hoover

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frederick Hoover's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLEGHENY INVESTMENTS, LTD.

FINANCIAL INVESTMENT ANALYSTS, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLEGHENY INVESTMENTS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1984

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1985

Series 6

Date: 8/7/1984

Series 53

Date: 8/24/1987

Series 24

Date: 8/18/1986

Current Firm

ALLEGHENY INVESTMENTS, LTD.

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ALLEGHENY INVESTMENTS, LTD.

TRUST BUT VERIFY

Contact information

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