Michael J. Carne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Carne was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 8 firms and has passed the Series 65, Series 63, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2017 - May 10, 2018
HORNER STREET CAPITAL MANAGEMENT, LLC
January 8, 2003 - January 27, 2015
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
February 17, 1998 - June 23, 1998
STIRES & CO., INC.
March 18, 1994 - November 15, 1995
AELTUS CAPITAL, INC
September 14, 1992 - August 4, 1994
AETNA FINANCIAL SERVICES, INC.
April 30, 1991 - June 6, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
August 22, 1989 - April 30, 1991
MABON, NUGENT & CO.
October 22, 1986 - August 8, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
HORNER STREET CAPITAL MANAGEMENT, LLC
CRD#: 285711 / SEC#:
Contact information
Red Flags
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