Larry G. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Gregg Johnson was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2016 - November 11, 2016
TRADEMARK CAPITAL MANAGEMENT INC.
April 11, 2014 - July 8, 2015
TRADEMARK CAPITAL MANAGEMENT INC
October 1, 2013 - April 8, 2014
INVEST FINANCIAL CORPORATION
July 30, 2013 - April 8, 2014
INVEST FINANCIAL CORPORATION
February 6, 2012 - December 24, 2013
GRAY & COMPANY
May 5, 2011 - January 3, 2012
RETIREMENT FUND MANAGEMENT
July 26, 1984 - April 10, 1985
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
TRADEMARK CAPITAL MANAGEMENT INC.
CRD#: 214512 / SEC#: 801-100363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADEMARK CAPITAL MANAGEMENT INC.
CRD#: 214512 / SEC#: 801-100363
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 453 |
| AUM (Assets Under Management) | $ 220,356,375 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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