Vincent J. Garofalo
Professional summary
Vincent James Garofalo is a registered financial professional currently at BEACONSFIELD FINANCIAL SERVICES, INC. located in Canonsburg, Pennsylvania.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1984. Vincent has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent James Garofalo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2004 - Present
BEACONSFIELD FINANCIAL SERVICES, INC.
Office #1: Southpointe Industrial Park 160 Technology Dr., Suite 101, Canonsburg, PA 15317January 30, 2002 - December 31, 2002
LOCUST STREET SECURITIES, INC.
January 27, 2000 - December 21, 2001
VESTAX SECURITIES CORPORATION
October 1, 1997 - December 31, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
February 5, 1997 - October 1, 1997
USLIFE EQUITY SALES CORP.
February 7, 1991 - February 3, 1997
SECURITIES AMERICA, INC.
August 14, 1987 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
October 9, 1984 - July 31, 1987
FINANCIAL ESTATE PLANNING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2004)
Exams
FINRA
Current Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
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