Edna J. Thompsen

EDNA J. THOMPSEN, CFP

SPRING, TX

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CRD#: 1284662

Professional summary

Edna Jean Thompsen, AIF®, CFP®, who also goes by Edna Et, Et Thompsen, is a registered financial advisor currently at EDNA J. THOMPSEN, CFP located in Spring, Texas.

Edna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Edna has worked at 6 firms and has passed the Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edna Et | Et Thompsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edna Jean Thompsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

October 2, 2013 - Present

EDNA J. THOMPSEN, CFP

RIA

CRD#: 115524

SPRING, TX

Past

September 20, 1989 - August 15, 1995

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

April 19, 1989 - August 14, 1989

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

April 19, 1989 - August 14, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 21, 1987 - April 11, 1989

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

August 22, 1984 - October 1, 1986

PILOT FINANCIAL SERVICES, INC.

CRD#: 7838

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/13/2013)

IAR

Texas
(10/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/27/1987

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 8/21/1984

Direct Participation Programs Representative Examination

Current Firm

EDNA J. THOMPSEN, CFP

EDNA J. THOMPSEN, CFP | THOMPSEN, EDNA JEAN

CRD#: 115524 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/8/2002 Approved)

Texas

Registered Investment Advisory firm - (9/16/1993 Approved)

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Contact information

Main Address

Spring, TX

Mailing Address

P.o. Box 2823, Spring, TX 77383-2823

Phone number

(281) 873-5850

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Edna J. Thompsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edna Jean Thompsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDNA J. THOMPSEN, CFP

THE ADVISORS GROUP, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

WADDELL & REED

PILOT FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/1984

Series 6

Date: 1/27/1987

Series 22

Date: 8/21/1984

Current Firm

EDNA J. THOMPSEN, CFP

Contact information

Documents

Red Flags

Company Information

EDNA J. THOMPSEN, CFP

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