Mark A. Nasche

NASCHE ASSET MANAGEMENT LLC

Overland Park, KS

Some features on this profile are disabled

CRD#: 1284616

Professional summary

Mark Anthony Nasche is a registered financial advisor currently at NASCHE ASSET MANAGEMENT LLC located in Overland Park, Kansas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Nasche's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2020 - Present

NASCHE ASSET MANAGEMENT LLC

RIA

CRD#: 308014

Overland Park, KS

Past

April 3, 2009 - February 7, 2020

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

LEAWOOD, KS

Past

April 3, 2009 - February 7, 2020

OPPENHEIMER & CO. INC.

CRD#: 249

LEAWOOD, KS

Past

February 26, 2001 - April 9, 2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

KANSAS CITY, MO

Past

November 9, 2000 - April 9, 2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

KANSAS CITY, MO

Past

November 19, 1999 - November 14, 2000

GEORGE K. BAUM & COMPANY

CRD#: 36354

KANSAS CITY, MO

Past

November 15, 1990 - December 2, 1999

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

March 22, 1985 - December 13, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 26, 1984 - February 26, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/7/2020)

IAR

Missouri
(6/1/2020)

IAR

Texas
(5/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/16/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/11/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/15/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

NASCHE ASSET MANAGEMENT LLC

CRD#: 308014 / SEC#:

Kansas

Registered Investment Advisory firm - (5/7/2020 Approved)

Missouri

Registered Investment Advisory firm - (6/1/2020 Approved)

Texas

Registered Investment Advisory firm - (5/8/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Overland Park, KS

Mailing Address

Phone number

(913) 209-2985

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 18,801,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Nasche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Nasche's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

GEORGE K. BAUM & COMPANY

PIPER SANDLER & CO.

LEHMAN BROTHERS INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2007

Series 63

Date: 8/6/1984

SIE

Date: 10/1/2018

Series 3

Date: 9/16/1987

Series 7

Date: 7/21/1984

Series 10

Date: 6/11/2002

Series 9

Date: 5/15/2002

Current Firm

NASCHE ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NASCHE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors