Robert M. Montani
Professional summary
Robert Monroe Montani JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Robert had worked at 5 firms, which includes THE CONCORD EQUITY GROUP LLC, VALLEY FORGE SECURITIES INC ., W.H. NEWBOLD'S SON & CO. INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2002 - March 20, 2007
THE CONCORD EQUITY GROUP, LLC
September 21, 1990 - December 31, 2001
VALLEY FORGE SECURITIES, INC .
September 4, 1987 - March 8, 1989
W.H. NEWBOLD'S SON & CO., INC.
February 2, 1987 - September 15, 1987
SHERWOOD CAPITAL, INC.
August 22, 1984 - February 2, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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