Debra Lee Wetherby
CFA, CFP®Professional Summary
Debra Lee Wetherby, CFA, CFP® was a registered financial advisor. Debra was a previously registered financial professional and started their career in finance 1985 - 2025. Debra had worked at 5 firms and has passed the Series 63, Series 3, Series 15, Series 5 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Tax Planning
- Socially Responsible Investing
- Investment Planning
- Estate Planning
Biography
Deb Wetherby is founder and CEO of Wetherby Asset Management, an independent advisory firm dedicated to helping clients achieve their goals by providing exceptional investment management and wealth planning services. Deb and her team are committed to putting clients first, which guides the firm's decision making and culture and allows our team to build long-term, caring and trusted relationships with clients.<#CR#><#NL#><#CR#><#NL#>From the headquarters in San Francisco and office in New York, Deb and her team...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
KARETSKY/WETHERBY ASSET MANAGEMENT | WETHERBY ASSET MANAGEMENT LLC | WETHERBY ASSET MANAGEMENT | LNW | LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC
Contact Information
Main Address
801 Second Avenue, Suite 1600, Seattle, WA 98104Phone Number
(206) 464-5100# of Employees
169SEC notice filing (26 States and Territories)
Registered to provide investment advisory services in 26 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,041AUM (Assets Under Management)
$12,183,776,067Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2025 | Cover Page | Report |
| 11/20/2024 | Cover Page | Report |
| 01/25/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KARETSKY/WETHERBY ASSET MANAGEMENT | WETHERBY ASSET MANAGEMENT LLC | WETHERBY ASSET MANAGEMENT | LNW | LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Apr 1986Series 5 — Interest Rate Options Examination
Passed Apr 1986Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Debra
- Comprehensive Financial Planning
- Tax Planning
- Socially Responsible Investing
- Investment Planning
- Estate Planning
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