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JM

Jerry J. Mikus

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CRD#: 1284193
JM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerry Jasper Mikus JR, who also goes by Jerry Jasper Jr Mikus, was a registered financial professional .

Jerry is a previously registered financial professional and started their career in finance in 1984. Jerry had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerry Jasper Jr Mikus

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JERRY J. MIKUS, JR. POSITION: Agent NATURE: Insurance - Pre-Paid Legal INVESTMENT RELATED: Yes; NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2009 ADDRESS: 7000 N. MoPac Expressway, Suite 200, Austin TX 78731 DESCRIPTION: Sell Pre-Paid Legal insurance 2) MIKUS ASSOCIATES POSITION: Owner NATURE: DBA Name INVESTMENT RELATED: No; NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 4 START DATE: 12/31/1983 ADDRESS: 19205 Ganton Crt, Pflugerville TX 78660, United States DESCRIPTION: For Accounting purposes 3) CIRCLE JASPER, INC. POSITION: Owner NATURE: Circle Jasper, Inc. which is a Holding Company. INVESTMENT RELATED: No; NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/29/2015 ADDRESS: 19205 Ganton Crt, Pflugerville TX 78660 DESCRIPTION: Holding Company of Mikus Partners, LLC, Legacy Portfolio Advisors LLC and Jerry J. Mikus, Jr. (DBA Mikus Associates) 4) MIKUS PARTNERS, LTD POSITION: General Partner and Partner NATURE: DBA - Family Partnership INVESTMENT RELATED: No; NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/11/1996 ADDRESS: 19205 Ganton Court, Pflugerville TX 78660, United States DESCRIPTION: General Partner duties and responsibilities to make decisions for all 5) HOLDFAST WEALTH MANAGEMENT, LLC; INV REL; INVESTMENT ADVISOR REPRESENTATIVE; AUSTIN, TX/ APPROX 25% OF TIME SPENT HERE; START 06/2023.

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CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 28, 2023 - October 10, 2025

HOLDFAST WEALTH MANAGEMENT, LLC

RIA
CRD#: 168007
AUSTIN, TX
Past

April 4, 2012 - October 1, 2025

LEGACY PORTFOLIO ADVISORS, LLC

RIA
CRD#: 158458
AUSTIN, TX
Past

June 4, 2009 - December 31, 2022

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
AUSTIN, TX
Past

April 1, 2009 - December 31, 2022

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
AUSTIN, TX
Past

July 26, 1996 - April 7, 2009

CHOICE INVESTMENTS, INC.

BD
CRD#: 17665
AUSTIN, TX
Past

March 27, 1992 - October 16, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 22, 1984 - March 30, 1992

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/26/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


HW
HOLDFAST WEALTH MANAGEMENT, LLC
HOLDFAST WEALTH MANAGEMENT, LLC | LAW OFFICE OF JOHN DAPPER

CRD#: 168007 / SEC#:

Texas
Registered Investment Advisory firm - (6/25/2013 Approved)
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Contact information


Main Address
Austin, TX
Mailing Address
Phone number
(512) 693-8384
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts548
AUM (Assets Under Management)$ 74,823,105

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOLDFAST WEALTH MANAGEMENT, LLC

CRD#: 168007

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