Kenneth W. Frost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Wayne Frost, who also goes by Ken Frost, Kenneth Frost, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 15 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2011 - December 31, 2020
CONFIDANT WEALTH MANAGEMENT GROUP, LLC
January 23, 2009 - December 20, 2010
ALLSTATE FINANCIAL SERVICES, LLC
June 11, 2007 - January 27, 2009
CETERA WEALTH SERVICES, LLC
May 31, 2007 - January 27, 2009
CETERA WEALTH SERVICES, LLC
October 2, 2006 - June 1, 2007
CUNA BROKERAGE SERVICES, INC.
September 29, 2006 - June 1, 2007
CUNA BROKERAGE SERVICES, INC.
December 16, 2005 - September 27, 2006
CETERA WEALTH SERVICES, LLC
April 15, 2005 - September 27, 2006
CETERA WEALTH SERVICES, LLC
August 16, 2004 - April 20, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
August 16, 2004 - April 20, 2005
IDS LIFE INSURANCE COMPANY
August 16, 2004 - April 20, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
July 8, 2004 - August 24, 2004
CETERA WEALTH SERVICES, LLC
December 3, 2002 - July 13, 2004
LEGG MASON WOOD WALKER, INCORPORATED
June 30, 2000 - July 13, 2004
LEGG MASON WOOD WALKER, INCORPORATED
April 9, 1999 - August 28, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 11, 1997 - July 12, 1999
BA INVESTMENT SERVICES, INC.
June 10, 1993 - March 15, 1994
T.J. THOMPSON & ASSOCIATES, INC.
October 9, 1991 - May 28, 1993
CHOICE INVESTMENTS, INC.
February 8, 1991 - July 25, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1989 - February 4, 1991
LEHMAN BROTHERS INC.
July 3, 1986 - January 20, 1990
ROTAN MOSLE INC.
August 23, 1984 - June 13, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONFIDANT WEALTH MANAGEMENT GROUP, LLC
CRD#: 155627 / SEC#:
Contact information
Red Flags
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