John A. Howle
Professional summary
John Austin Howle is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas and USCA SECURITIES LLC located in Dallas, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Austin Howle's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2021 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701August 1, 2014 - Present
USCA SECURITIES LLC
Office #1: 2101 Cedar Springs Rd Suite 1850, Dallas, TX 75201August 28, 2014 - June 30, 2021
USCA RIA LLC
February 7, 2003 - July 14, 2014
RAYMOND JAMES & ASSOCIATES, INC.
February 12, 2002 - July 14, 2014
RAYMOND JAMES & ASSOCIATES, INC.
December 20, 2001 - February 11, 2002
HILLTOP SECURITIES INC.
April 25, 1996 - February 27, 2002
MAY FINANCIAL CORPORATION
May 19, 1995 - April 11, 1996
HILLTOP SECURITIES INC.
January 26, 1988 - June 12, 1995
BARRE & COMPANY, INCORPORATED
May 7, 1987 - January 26, 1988
PROSPERA FINANCIAL SERVICES, INC.
August 23, 1984 - March 27, 1987
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2015)
(9/9/2014)
(8/5/2014)
(4/26/2018)
(10/2/2014)
(2/2/2015)
(8/5/2014)
(12/22/2014)
(8/28/2014)
(9/16/2014)
(10/2/2017)
(5/3/2019)
(8/5/2014)
(8/20/2024)
(8/5/2014)
(1/10/2018)
(5/30/2025)
(8/28/2014)
(6/30/2021)
(3/4/2025)
(2/20/2025)
(1/9/2024)
(12/19/2014)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
