DB
David W. Bachmeyer
TRANSAMERICA FINANCIAL ADVISORS
Cincinnati, OH 45246
Some features on this profile are disabled
CRD#: 1284112
DB
Professional summary
David Walter Bachmeyer, ChFC®, CLU® is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Cincinnati, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. David has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Delta Dental / 0721-Present / Investment Related: No / Farmington Hills, MI 48333 / Independent Contractor / Insurance Sales / Hrs. Work Monthly: 1 / Sec Trading Hrs: 1 / Offering this coverage to clients interested in dental insurance. Paramount Insurance Company / 0521-Present / 100 Madison Ave. Toledo, OH 43604 / Independent Contractor / Medicare Product Provider /Hrs Work Monthly: 1 / Sec Trading Hrs: 1 / Offering Medicare products to residents in Lucas County Ohio. BRIGHT HEALTH|NOT INESTMENT RELATED|219 NORTH 2ND ST. MINNEAPOLIS, MN 55401|HEALTH INSURANCE|INDEPENDENT REP|10.15.2020|10 HOURS A MONTH|1 HOUR DURING SECURITIES TRADING|OFFERING BRIGHT COVERAGE TO MEDICARE CLIENTS WHEN IT IS THEIR BEST INTEREST. Bachmeyer Benefits Consulting/ 0197-Present / Investment Related: No / 2117 Beechmont Avenue Cincinnati, OH 45230 / Independent Contractor/ Insurance producers / Hrs Work Monthly: NA / Sec Trading Hrs: NA/ Sale of insurance products Grace and Comfort/ 0110-Present / Investment Related: No / 4727 Cornell Rd. Cincinnati, OH 45241 / Partnership/ Obituary listing service for funeral homes in the Tri-state area / Hrs Work Monthly: / Sec Trading Hrs: / Sales - Administration Delta Dental of Ohio/no/ 8044 Montgomery Rd Suite 700 Cincinnati OH 45236 / Independent Contractor 4/01/2022 2/1/ sale of dental insurance to groups and individuals / approved with restrictions Publishing a Book / 0116-Present/ Investment Related: No / 2172 Budwood Court Cincinnati, OH 45203/ Author / The writing of a book / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / I have written the book, ALTRUA HEALTH SHARE; 4401 Westgate Blvd, STE 300, Austin, TX 78745; Independent contractor, religious health cost sharing compliant with the Affordable Care Act; not investment related. STANDARD LIFE INSURANCE CO; 05/28/2015; NOT INV RELATED; COMMISSION SALES; 312 PLUM ST, SUITE 950, CINCINNATI, OH 45202; GROUP LIFE INSURANCE SALES; 1 HRS/MO; 0 TRADING; OCCASIONAL PRESENTATION TO INTERESTED GROUP. UNITED AMERICAN INSURANCE COMPANY/NO/3700 SOUTH STONERIDGE DRIVE, MCKINNEY, TX 75070/HEALTH INSURANCE SALES/INDEP REP/02.01.2017/10/1/SALE OF MEDICARE SUPPLEMENTS AND CANCER POLICIES. National General Insurance Company/Not Investment Related/Independent Contractor/3.15.2018/5620 University Pkwy, Winston-Salem, NC 27105/Short term individual major medical insurance./Offering individual health insurance to people who need ACA health coverage until next open enrollment./Hours.Month: 2/Hours During Securities Trading Hours: 1 Global Underwriters Agency, Inc. / 0620-Present / Investment Related: No / 3195 Linwood Ave. Suite 201 Cincinnati, OH 45208 / Independent Contactor / Insurance Sales/ Hrs Work Monthly: 1 / Sec Trading Hrs.: 0 / Offering of temporary insurance to people legally visiting the United State CENTENE CORPORATION POSITION: independent contractor NATURE: medicare products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2023 ADDRESS: Centene Plaza, 7700 Forsyth Boulevard, St. Louis MO 63105, United States DESCRIPTION: Offering this company's Part C and D Medicare products to clients
CRS (Client Relationship Summary) - RIA
Click below to view David Walter Bachmeyer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Walter Bachmeyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 29, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11421 Chester Road, Cincinnati, OH 45246RIA
BD
CRD#: 16164
Cincinnati, OH
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11421 Chester Road, Cincinnati, OH 45246RIA
BD
CRD#: 16164
Cincinnati, OH
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
July 31, 1999 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
June 7, 1993 - July 21, 1999
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
August 21, 1984 - June 7, 1993
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(1/6/2012)
RR
Ohio(1/6/2012)
IAR
Ohio(10/29/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Cincinnati, OH 45246TRUST BUT VERIFY
Monitor David Bachmeyer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
