Larry Zuckerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Zuckerman, who also goes by Larry Registered Dba West, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1988. Larry had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1994 - July 24, 2001
PRINCETON EQUITY SECURITIES, INC.
June 21, 1990 - December 9, 1993
AMERIPROP, INC.
April 19, 1988 - April 23, 1990
ISLAND PLANNING CORP. OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCETON EQUITY SECURITIES, INC.
CRD#: 15374 / SEC#: , 8-32085
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
