Terry S. Weissberg

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CRD#: 1284073

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Terry Steven Weissberg was a registered financial professional .

Terry is a previously registered financial professional and started their career in finance in 1984. Terry had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business, Various musical ensembles as a bass player as an independent contractor. whether the business is investment-related, no the address of the other business, I use my home address, not an official "business" 8602 Tourmaline Blvd, Boynton Beach, FL 33472 the nature of the other business, Live music performance/entertainment your position, title, or relationship with the other business, Manager and performer the start date of your relationship, various band and gigs over the years. Started around 2010. the approximate number of hours/month you devote to the other business, ranges from 0 to 20 per month the number of hours you devote to the other business during securities trading hours, zero and briefly describe your duties relating to the other business. New business development to get gigs (unpaid), rehearsal time (unpaid), play bass in actual gigs (paid)

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 17, 2016 - August 5, 2026

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

NORTH PALM BEACH, FL

Past

February 3, 2016 - August 5, 2026

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

NORTH PALM BEACH, FL

Past

May 8, 2010 - January 15, 2016

MANAGED ACCOUNT SERVICES, LLC

CRD#: 133803

BOCA RATON, FL

Past

March 27, 2006 - May 12, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

BOCA RATON, FL

Past

July 22, 2005 - March 6, 2006

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

July 5, 2005 - January 15, 2016

INDEPENDENT PORTFOLIO CONSULTANTS, INC.

RIA

CRD#: 120420

BOCA RATON, FL

Past

February 4, 2004 - July 7, 2005

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

NORTH PALM BEACH, FL

Past

November 7, 2003 - July 7, 2005

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

September 9, 1996 - June 15, 1999

AELTUS CAPITAL, INC

CRD#: 24928

HARTFORD, CT

Past

December 21, 1994 - August 1, 1996

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 26, 1988 - February 24, 1994

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

July 26, 1984 - December 18, 1986

TOWNSLEY ASSOCIATES & COMPANY, INC.

CRD#: 14211

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST INVESTMENTS INC. | NTI, INC. | NORTHERN TRUST INVESTMENTS, NATIONAL ASSOCIATION. | NORTHERN TRUST INVESTMENTS, INCORPORATED

CRD#: 105780 / SEC#: 801-33358

RIA

Registered Investment Advisory firm - (11/25/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/1/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/2003

General Securities Representative Examination

Current Firm

NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST INVESTMENTS INC. | NTI, INC. | NORTHERN TRUST INVESTMENTS, NATIONAL ASSOCIATION. | NORTHERN TRUST INVESTMENTS, INCORPORATED

CRD#: 105780 / SEC#: 801-33358

RIA

Registered Investment Advisory firm - (11/25/1988 Approved)

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Contact information

Main Address

50 S Lasalle Street, Chicago, IL 60603-1008

Mailing Address

Phone number

(312) 630-6000

Established

Firm type

Fiscal year end

# of Employees

674

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHERN TRUST INVESTMENTS, INC. FORM ADV PART 2A BROCHURE (1/7/2026)

Regulatory assets under management

Total Number of Accounts	41,475
AUM (Assets Under Management)	$ 1,114,770,223,733

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
09/27/2024	Cover Page	Report
08/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Terry S. Weissberg

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NORTHERN TRUST SECURITIES, INC.

MANAGED ACCOUNT SERVICES, LLC

JESUP & LAMONT SECURITIES CORP

ADVEST, INC.

INDEPENDENT PORTFOLIO CONSULTANTS, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

AELTUS CAPITAL, INC

MML INVESTORS SERVICES, LLC

TOWER SQUARE SECURITIES, INC.

TOWNSLEY ASSOCIATES & COMPANY, INC.

Primary Firm SEC Registration

NORTHERN TRUST INVESTMENTS, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/6/2003

Current Firm

NORTHERN TRUST INVESTMENTS, INCORPORATED

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTHERN TRUST INVESTMENTS, INCORPORATED

TRUST BUT VERIFY

Contact information

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