Scott A. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Alan Foster was a registered financial advisor .
Scott is a previously registered financial advisor and started their career in finance in 1984. Scott had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2020 - April 8, 2021
ENTORO SECURITIES, LLC
January 8, 2015 - August 1, 2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
December 23, 2010 - December 9, 2014
MARCH CAPITAL CORP.
May 23, 2008 - January 2, 2009
NRP FINANCIAL, INC.
April 12, 2006 - March 3, 2008
SUMMIT INVESTMENT MANAGEMENT, LTD.
March 23, 2006 - August 26, 2006
CETERA FINANCIAL SPECIALISTS LLC
September 9, 2003 - December 16, 2005
SUSQUEHANNA FINANCIAL GROUP, LLLP
October 7, 2000 - September 5, 2003
CREDIT SUISSE SECURITIES (USA) LLC
May 8, 2000 - October 10, 2000
PERSHING LLC
January 2, 1997 - May 11, 2000
ABN AMRO INCORPORATED
October 19, 1993 - January 2, 1997
THE CHICAGO CORPORATION
July 31, 1993 - November 3, 1993
CITIGROUP GLOBAL MARKETS INC.
December 4, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
May 31, 1988 - December 15, 1989
UBS FINANCIAL SERVICES INC.
May 24, 1988 - June 9, 1988
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 28, 1988
SHERWOOD CAPITAL, INC.
July 26, 1984 - February 2, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENTORO SECURITIES, LLC
CRD#: 35192 / SEC#: , 8-46630
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
