Matthew R. Etzler

ETZLER FINANCIAL ADVISORS

RED BLUFF, CA 96080

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CRD#: 1283701

Professional summary

Matthew Ronald Etzler, CFP® is a registered financial advisor currently at ETZLER FINANCIAL ADVISORS, LLC located in Red Bluff, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Matthew has worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Income Management

Tax Planning

Retirement Planning

Insurance Planning

Estate Planning

Investment Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Estate & Generational Planning...

Financial Psychology/Coaching

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ronald Etzler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

April 15, 2005 - Present

ETZLER FINANCIAL ADVISORS, LLC

Office #1: 641 Main Street, Red Bluff, CA 96080

RIA

CRD#: 134022

RED BLUFF, CA

Past

October 29, 2002 - December 31, 2004

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

RED BLUFF, CA

Past

September 18, 2002 - December 31, 2004

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

January 4, 1991 - September 19, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

January 4, 1991 - September 19, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

November 5, 1984 - December 17, 1990

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/15/2005)

IAR

Texas
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/18/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/2002

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/20/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ETZLER FINANCIAL ADVISORS, LLC

ETZLER FINANCIAL ADVISORS | ETZLER FINANCIAL ADVISORS, LLC | ETZLER FINANCIAL ADVISORS LLC

CRD#: 134022 / SEC#:

California

Registered Investment Advisory firm - (4/15/2005 Approved)

Texas

Registered Investment Advisory firm - (3/20/2019 Conditional Restricted)

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Contact information

Main Address

641 Main Street, Red Bluff, CA 96080

Mailing Address

P.o. Box 100, Red Bluff, CA 96080

Phone number

(530) 777-2030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	264
AUM (Assets Under Management)	$ 68,241,356

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Matthew R. Etzler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ronald Etzler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/18/2002

Series 7

Date: 9/17/2002

Series 22

Date: 2/20/1985

Series 6

Date: 11/2/1984

Current Firm

ETZLER FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ETZLER FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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