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Michael J. Helgesen

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CRD#: 1283635
MH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Joseph Helgesen was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 31, 2008 - August 6, 2018

SSN ADVISORY, INC.

RIA
CRD#: 126090
RIDGEFIELD, CT
Past

October 31, 2008 - August 6, 2018

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
RIDGEFIELD, CT
Past

May 10, 2007 - November 6, 2008

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
RIDGEFIELD, CT
Past

November 1, 2006 - November 6, 2008

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
RIDGEFIELD, CT
Past

March 8, 2006 - November 21, 2006

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
RIDGEFIELD, CT
Past

May 1, 2000 - November 21, 2006

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
RIDGEFIELD, CT
Past

January 2, 1998 - May 1, 2000

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

March 21, 1995 - January 2, 1998

PINEBRIDGE SECURITIES LLC

BD
CRD#: 5967
NEW YORK, NY
Past

October 19, 1987 - December 15, 1995

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

November 19, 1985 - March 29, 1988

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/20/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SA
SSN ADVISORY, INC.
SSN ADVISORY, INC. | SSNAI

CRD#: 126090 / SEC#: 801-61989

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Contact information


Main Address
9729 Cogdill Road Suite 301, Knoxville, TN 37932
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ENCOMPASS SMA WRAP FEE PROGRAM BROCHURE (8/14/2020)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SSN ADVISORY, INC.

CRD#: 126090

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