Robert W. Curtin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Curtin was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 87, Series 55, Series 7, Series 41, Series 4, Series 14, Series 8, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2003 - March 1, 2010
FHN FINANCIAL SECURITIES CORP.
February 19, 2003 - April 26, 2010
FTN EQUITY CAPITAL MARKETS CORP.
December 15, 2001 - February 19, 2003
FIFTH THIRD SECURITIES, INC.
July 16, 1996 - December 4, 2001
INTERACTIVE PLANNING CORP.
February 7, 1995 - December 31, 2000
AMERICA NORTHCOAST SECURITIES, INC.
October 17, 1994 - December 15, 2001
FIFTH THIRD/MAXUS SECURITIES INC
May 5, 1987 - January 27, 1995
ROULSTON RESEARCH CORP.
September 15, 1984 - August 16, 1994
ROULSTON RESEARCH CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamSeries 41
Date: 9/15/1984
NYSE Allied Member ExaminationSeries 8
Date: 4/9/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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