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JH

Joseph William Hatchett Jr

CRD# 1283261·Registered 1985 - 2010
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph William Hatchett JR, who also goes by Joe Hatchett Jr, Joseph William Hatchett, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1985 - 2010. Joseph had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Hatchett Jr, Joseph William Hatchett

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

FIRST CITIZENS SECURITIES CORPORATION·CRD# 140161
BD
Rock Hill, SC
August 19, 2008 - April 5, 2010
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Charlotte, NC
July 1, 2003 - July 2, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 1999 - July 1, 2003
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
June 14, 1998 - October 1, 1999
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
January 2, 1998 - February 9, 1998
SUNTRUST CAPITAL MARKETS, INC.·CRD# 36888
BD
Atlanta, GA
April 19, 1995 - January 2, 1998
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
January 1, 1992 - January 24, 1995
SOVRAN INVESTMENT CORPORATION·CRD# 16441
BD
May 12, 1989 - January 1, 1992
WACHOVIA BROKERAGE SERVICE·CRD# 17503
BD
January 21, 1988 - August 9, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
May 21, 1985 - June 25, 1986

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Current Firm

FC
FIRST CITIZENS SECURITIES CORPORATION

FIRST CITIZENS SECURITIES CORPORATION

CRD#: 140161 / SEC#: 8-67287
BD
Terminated by SEC on 03/01/2016

Contact Information

Established

South Carolina since 10/31/2005

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST-CITIZENS BANK & TRUST, INC.PARENT—
BRYANT, SHARON WALTERSDIRECTOR2251221
HARRIS, BARRY PALMER IVDIRECTOR1965172
SPIRES, ROBERT EDWARD JRDIRECTOR; DIRECTOR OF COMPLIANCE & OPERATIONS; FINOP; CCO; CFO2311376
WALKER, KEITH WILLIAMPRESIDENT2690232
WILLINGHAM, EDWARD LEE IVDIRECTOR5667294
WILSON, MICHAEL CHRISTOPHERDIRECTOR4301352

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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