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Hayden Ralph Edward Clark

CRD# 1283210·Registered 1984 - 1995
Previously Registered: Being a previously registered professional could mean that Hayden is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hayden Ralph Edward Clark, who also goes by Hayden R E Clark, was a registered financial advisor. Hayden was a previously registered financial professional and started their career in finance 1984 - 1995. Hayden had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hayden R E Clark

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

Past

RSR CAPITAL GROUP, INC.Past·CRD# 27309
BD
November 2, 1993 - February 13, 1995
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.Past·CRD# 13741
BD
June 29, 1993 - November 1, 1993
AMERINATIONAL FINANCIAL SERVICES, INC.Past·CRD# 27986
BD
September 21, 1993 - October 8, 1993
SOUTHERN CALIFORNIA SECURITIES, INC.Past·CRD# 26503
BD
March 11, 1992 - February 4, 1993
SUTRO & CO. INCORPORATEDPast·CRD# 801
BD
January 23, 1990 - May 4, 1990
MUNICICORP OF CALIFORNIAPast·CRD# 7184
BD
December 11, 1984 - January 30, 1990
INTERFIRST CAPITAL CORPORATIONPast·CRD# 7659
BD
November 21, 1984 - December 26, 1984

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Current Firm

RC
RSR CAPITAL GROUP, INC.

RSR CAPITAL GROUP, INC. | UNITED CAPITAL GROUP, INC.

CRD#: 27309 / SEC#: 8-43011
BD
Terminated by SEC on 01/20/1996

Contact Information

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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