Peter R. Nohr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Ralf Nohr was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 15, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2015 - December 3, 2020
VPE WERTPAPIERHANDELSBANK AG
September 21, 1990 - April 2, 2001
PRUDENTIAL EQUITY GROUP, LLC
May 6, 1986 - September 18, 1990
MORGAN STANLEY DW INC.
July 27, 1984 - May 17, 1986
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/20/2020
General Securities Representative ExaminationSeries 15
Date: 12/15/1984
Foreign Currency Options ExaminationSeries 8
Date: 1/20/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VPE WERTPAPIERHANDELSBANK AG
CRD#: 147183 / SEC#: , 8-67882
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
