Jonas Knopf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonas Knopf was a registered financial professional .
Jonas is a previously registered financial professional and started their career in finance in 1984. Jonas had worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 1990 - December 21, 2018
CADARET, GRANT & CO., INC.
February 6, 1990 - February 28, 1990
PLANNED INVESTMENTS INC.
November 8, 1989 - February 21, 1990
FOCUS II SECURITIES, INC.
October 28, 1988 - November 14, 1989
CADARET, GRANT & CO., INC.
November 8, 1985 - November 17, 1988
FOCUS SECURITIES, INC.
November 27, 1984 - November 21, 1985
CARDELL & ASSOCIATES, INCORPORATED
September 7, 1984 - November 28, 1984
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
