Juliusz G. Sas

GLOBAL SPECIAL SITUATIONS RESEARCH CO.

NEW YORK, NY 10036

Some features on this profile are disabled

CRD#: 1283058

Professional summary

Juliusz G. Sas, who also goes by Juliusz Gimpel Sas, is a registered financial advisor currently at GLOBAL SPECIAL SITUATIONS RESEARCH CO. INC. located in New York, New York.

Juliusz is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Juliusz has worked at 2 firms and has passed the Series 65, Series 17 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juliusz Gimpel Sas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juliusz G. Sas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2021 - Present

GLOBAL SPECIAL SITUATIONS RESEARCH CO. INC.

Office #1: 484 West 43rd Street Suite 21 S, New York, NY 10036

RIA

CRD#: 174812

NEW YORK, NY

Past

October 18, 1984 - November 21, 1988

BALIS & ZORN INC.

CRD#: 7711

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 17

Date: 3/21/1995

Limited Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

Current Firm

GLOBAL SPECIAL SITUATIONS RESEARCH CO. INC.

CRD#: 174812 / SEC#: 801-81197

RIA

Registered Investment Advisory firm - (3/4/2016 Terminated)

New York

Registered Investment Advisory firm - (3/2/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

484 West 43rd Street Suite 21 S, New York, NY 10036

Mailing Address

Phone number

(646) 662-5158

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 6,799,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Juliusz G. Sas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juliusz G. Sas's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL SPECIAL SITUATIONS RESEARCH CO. INC.

BALIS & ZORN INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2014

Series 17

Date: 3/21/1995

Series 7

Date: 8/18/1984

Current Firm

GLOBAL SPECIAL SITUATIONS RESEARCH CO. INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL SPECIAL SITUATIONS RESEARCH CO. INC.

TRUST BUT VERIFY

Similar Advisors