Robert E. Engelke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert E Engelke, who also goes by Robert Engelke, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - November 21, 2019
HARTFIELD, TITUS & DONNELLY, LLC
July 9, 2008 - March 11, 2016
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 30, 2007 - June 17, 2008
TRADITION SECURITIES AND DERIVATIVES LLC
October 3, 2005 - May 24, 2007
GFI SECURITIES LLC
April 8, 2005 - September 28, 2005
SEABOARD SECURITIES, INC.
November 26, 2002 - March 11, 2005
AURIGA USA, LLC
January 25, 2002 - January 22, 2003
PECONIC SECURITIES LLC
May 23, 1995 - December 3, 1996
LIBERTY BROKERS
March 3, 1994 - November 8, 2001
TULLETT PREBON FINANCIAL SERVICES LLC
February 11, 1991 - February 17, 1994
CHAPDELAINE CORPORATE SECURITIES & CO
March 23, 1988 - January 18, 1990
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
September 10, 1987 - November 19, 1987
CITICORP SECURITIES, INC.
August 8, 1986 - May 26, 1987
CHAPDELAINE TULLETT PREBON, LLC
August 21, 1984 - June 10, 1986
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARTFIELD, TITUS & DONNELLY, LLC
CRD#: 7117 / SEC#: , 8-18974
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURPORA CONSULTING,INC. | DIRECT OWNER | |
| CALDAS, JOSEPH JAMES | DIRECT OWNER | 501739 |
| CARRINGTON, MICHAEL SUGHRUE | DIRECT OWNER | 2716358 |
| EMANUEL, PAUL JOSEPH | DIRECT OWNER | 2330590 |
| INFUSINO, RICHARD ANGELO JR | DIRECT OWNER | 5668679 |
| MUSTACCHIO, LOUIS JOSEPH JR | DIRECT OWNER | 1656435 |
| O'MALLEY, DEREK JOHN | DIRECT OWNER | 4369620 |
| PAULEY, MATTHEW CHRISTOPHER | DIRECT OWNER | 2280671 |
| FERRERI, CHRISTOPHER CHARLES | DIRECT OWNER | 1677406 |
| GEORGE, MICHAEL THEODORE | FINOP & TREASURER | |
| HOFFMAN, EDWARD KELLY | DIRECT OWNER | 2295024 |
| JOHNSON, MARYBETH | DIRECT OWNER | 2123615 |
| MCCUE, JAMES GERARD | DIRECT OWNER | 2037468 |
| MULVIHILL, CAROLYN CROWE | DIRECT OWNER | 1968504 |
| NOTINE, TODD ROBERT | DIRECT OWNER | 1595766 |
| PALLARINO, JOHN GUY | DIRECT OWNER | 2282884 |
| SMITH, EDWARD JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER | 4161601 |
| VANDERBEEK, TAYLOR JAMES | DIRECT OWNER | 6339397 |
| VINJE, NATALIE GRIFFIN | DIRECT OWNER | 3135251 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
