Franklin A. Bridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Andre Bridge was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1984. Franklin had worked at 7 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, Series 6TO, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2011 - December 31, 2020
AVANTAX ADVISORY SERVICES
June 3, 2011 - December 31, 2020
AVANTAX INVESTMENT SERVICES, INC.
June 13, 2007 - May 16, 2011
QUESTAR ASSET MANAGEMENT, INC.
December 1, 2006 - May 16, 2011
QUESTAR CAPITAL CORPORATION
July 28, 1999 - December 1, 2006
USALLIANZ SECURITIES, INC.
August 13, 1984 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 13, 1984 - July 28, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 3/21/2024
Direct Participation Programs Representative ExaminationSeries 7TO
Date: 3/21/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/21/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
