Donald E. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edward Ryan JR, who also goes by Donald Edward Ryan, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 12, Series 4, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2012 - June 8, 2017
USAA FINANCIAL PLANNING SERVICES
June 4, 2012 - June 8, 2017
USAA FINANCIAL ADVISORS, INC.
October 23, 2009 - May 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 10, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 15, 2001 - December 17, 2002
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - December 17, 2002
WELLS FARGO INVESTMENTS, LLC
June 19, 1996 - September 20, 1996
FIRST INTERSTATE INVESTMENTS,INC.
October 25, 1993 - May 2, 2001
WELLS FARGO SECURITIES INC.
October 25, 1991 - October 25, 1993
MARKETING ONE SECURITIES, INC.
December 3, 1990 - October 14, 1991
MARKETING ONE SECURITIES, INC.
July 6, 1989 - December 6, 1990
GAF FINANCIAL AND INSURANCE SERVICES
June 26, 1986 - June 10, 1987
GAF FINANCIAL AND INSURANCE SERVICES
May 19, 1986 - December 14, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
October 22, 1984 - May 13, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
October 22, 1984 - May 14, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 6/15/2000
NYSE Branch Manager ExaminationCurrent Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
