William C. Vorreiter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Vorreiter, who also goes by Bill Vorreiter, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2019 - June 1, 2021
EMPOWER ADVISORY GROUP, LLC
April 12, 2019 - June 1, 2021
EMPOWER FINANCIAL SERVICES, INC.
February 4, 2015 - March 28, 2019
PRINCIPAL SECURITIES, INC.
December 17, 2014 - March 28, 2019
PRINCIPAL SECURITIES, INC.
January 19, 2005 - April 7, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 8, 2003 - December 9, 2004
JPMORGAN FLEMING ASSET MANAGEMENT
July 6, 1984 - April 24, 1985
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
