James T. Chandler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Topping Chandler, who also goes by Jay Chandler, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2015 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
January 8, 2015 - February 7, 2025
EVERCORE GROUP L.L.C.
August 2, 2013 - January 2, 2015
LIQUIDNET, INC.
May 1, 2013 - September 6, 2013
CHART GROUP ADVISORS, LLC
January 18, 2007 - July 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1985 - July 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
CRD#: 28195 / SEC#: , 8-43515
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE PARTNERS SERVICES EAST LLC | CORPORATION | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| FORTUNA, TERRI HUNT | CHIEF OPERATING OFFICER | 3050362 |
| HYMAN, EDWARD S JR | EXECUTIVE | 804864 |
| MYERS, CHARLES AUSTIN | EXECUTIVE | 2353275 |
| RUTITSKIY, DMITRIY | CHIEF FINANCIAL OFFICER/FINOP | 6117665 |
| SINGH, VINAYAK | EXECUTIVE | 1969533 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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